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NLM Photonics – Series A Extension
Offered To Invest Series A Extension  ·  $13.0M round at $31M pre / $44M post  ·  SH check $100K (pro rata, Fund I follow-on)  ·  Deeptech / silicon-organic hybrid photonics  ·  Seattle, WA
Dossier generated 2026-07-08 by /deal-dossier  ·  Deal record: reciFVH05TgJvITtP  ·  Source: Airtable appjxAR3LPe3fkHOp

One-Liner & Thesis

NLM Photonics is a Seattle-based deeptech developing silicon-organic hybrid (SOH) photonic integrated circuits that use a patented electro-optic polymer (Selerion™-HTX) to bring 1.6T and 3.2T modulation to standard silicon photonics foundry processes. This Series A extension is a $100K pro-rata follow-on from Fund I into a $13M round led by Pangaea, alongside strategics Emerald, Idemitsu, TOK, OVF, and Mitsubishi Diamond Edge.

The thesis: after eighteen months of technical execution, NLM has crossed from materials story to shipping-parts story — Tower Semiconductor validated the SOH modulator on its PH18M platform in March 2026, Cisco has taken delivery of 3.2T PICs, and Google, Foxconn, and Centera are all in active evaluation. Given the flat-round dynamics, our proprietary information advantage from having invested in the prior round, and the 25%+ CAGR industry backdrop where $15B+ has moved in silicon photonics M&A in the last twelve months, exercising pro rata is the low-cost way to protect a strategic-exit-shaped optionality without underwriting the full risk of a new check.

Investment Score & Recommendation

74
/ 100
INVEST — exercise pro rata ($100K)
Biggest driver: the sector tailwind is undeniable — Marvell paid to acquire Polariton for the same 3.2T-class problem NLM is solving, and NVIDIA has poured $6B into Coherent, Lumentum, and Marvell in Q1 2026. Biggest drag: 2025 revenue landed at ~$1M against a $2.5M plan, and this round is essentially flat ($31M pre vs the prior $25M close), which telegraphs that outside investors are pricing execution risk, not just runway.
Momentum: Accelerating 4 Red Flags Confidence: MEDIUM
Market & TAM9/10
Weight 25% · Silicon photonics 27%+ CAGR, CPO ~35% CAGR
Team & Founder7/10
Weight 25% · Deep industry CEO, technical co-founder, small team
Product & Traction7/10
Weight 20% · Tower PDK validated, Cisco PO, ~$1M 2025 rev
Deal Terms & Return6/10
Weight 20% · Basically flat round, ~1% ownership post
VC Syndicate8/10
Weight 10% · Pangaea lead + 5 strategics doubling down

Deal Box

Round Size
$13.0M
Valuation
$31M pre / $44M post
Lead Investor
Pangaea ($4M)
Co-Investors
Emerald, Idemitsu, OVF, TOK, Mitsubishi Diamond Edge
SH Check
$100,000 (pro rata)
Fund
StoryHouse Fund I
Funding Round
Series A Extension (A2)
Vehicle
Priced Series A shares (+ $1M Emerald bridge convertible)

Company Snapshot

Sector
Fiber Networks / Network Hardware (Deeptech)
Location
Seattle, Washington
Headcount
12
Founded
2019-08-01
Total Raised
~$4.9M (pre this round)
Website
nlmphotonics.com
Status
Private
Est LTM Revenue
$1.7M

Market Size (TAM)

$3.1B
Silicon Photonics 2025 Web
Mordor Intelligence baseline
$10.4B
Silicon Photonics 2030 Web
27.2% CAGR
$28.8B
Silicon Photonics 2034 Web
Precedence Research, 29.3% CAGR
$20B+
Co-Packaged Optics 2036 Web
IDTechEx, 37% CAGR
$13.9B
Photonic Packaging 2032 Web
MarketsAndMarkets, 17.1% CAGR
9.8%
Nonlinear Optical Polymer CAGR Web
IndexBox, 2026-2035

Photonics is one of the highest-conviction sub-sectors in semiconductors right now: the AI training footprint is the pull, and every hyperscaler and NIC/switch vendor is racing to solve the electrical-optical bottleneck at 1.6T and 3.2T lanes. NLM does not need to own the whole market — capturing even a mid-single-digit share of the electro-optic modulator layer inside the CPO stack would be a multi-hundred-million revenue business inside the SOM the Series B will need to underwrite. The relevant question is not TAM; it is which of the 3-4 organics/TFLN/plasmonics approaches becomes the reference architecture, and NLM is in the final heat.

Competition

CompanyApproachStageNotes
NLM Photonics Silicon-organic hybrid (SOH) with Selerion™-HTX polymer on standard silicon photonics Internal Sampling 1.6T & 3.2T PICs; Tower PH18M PDK Web Cisco PO in hand; Google, Foxconn, Centera in evaluation Internal
Polariton Technologies Plasmonic modulators on silicon photonics Web Acquired by Marvell April 2026 Web Removed from independent market; validates 3.2T thesis
Lightwave Logic Electro-optic polymer (competing chromophore chemistry) Internal Public (LWLG); no PIC / no customer shipments per Brad Internal Brad: “sharing 85% reliability data we achieved three years ago”
TFLN players (Liobate, QCi, others) Thin-film lithium niobate modulators Web Multiple entrants; TFLN is main 3.2T alternative Web Yield challenges at 3.2T pushing customers to evaluate NLM Internal
Coherent / Lumentum (incumbents) Legacy transceiver / laser vendors Web Public, NVIDIA-backed ($2B each) Web Buyers/partners for NLM's blueprint model, not head-to-head

Moat: a proprietary organic electro-optic material (Selerion™-HTX) that has now been demonstrated in a commercial foundry PDK on Tower's PH18M platform. That combination — a patented material stack that a Tier-1 pure-play foundry has validated at process level — is not something a TFLN or plasmonic entrant can spin up in a quarter. Brad's claim of a one-year lead is consistent with what we can see externally: no competitor has publicly shipped a working 3.2T PIC to a named hyperscaler.

Traction Metrics

$1.7M
Est LTM Revenue Internal
Airtable deal record
~$1.0M
2025 Revenue Actual Internal
Missed $2.5M plan; gov't shutdown & Google delay
$3.5M
2026 Revenue Target Internal
Across 7-8 pilot / cost-share partners
$6.0M
2027 Revenue Target Internal
NRE + paid sample expansion
20 mo
Expected Runway Internal
Post $13M close; profitability late-2028 / early-2029
7-8
Active Pilot Customers Internal
Cisco, Google, Foxconn, Centera, Photonic Inc, TOK...
1.6T / 3.2T
Shipping PIC Formats Internal
Sampling began March 2026
12
Headcount Internal
+60% growth 2024-2025; VP Sales hired Dec 2025

The traction shape is the classic deeptech J-curve: revenue looks tiny in absolute dollars but the composition changed — 2025 was material sales and small NREs, 2026 is paid PIC samples and cost-share partnerships with named strategics, and Centera alone is guiding to ~1,000 parts in 2026 with volume production 2028. Every sample is paid, per Brad, which is the discipline you want to see in a pre-revenue-scale deeptech.

Exit Potential

Strategic M&A
Most Likely Path Web
Photonics IP is being aggregated by silicon vendors
3-5 yrs
Time-to-Liquidity Internal
Series B ~2028; exit-shaped from there
$15B+
Sector M&A Last 12 mo Web
Optim.vc, late-2025 through mid-2026
$6.0B
NVIDIA Photonics Bets Web
$2B Coherent, $2B Lumentum, $2B Marvell (2026)

The exit dynamic here is unusually favorable: Marvell just paid to acquire Polariton in April 2026 explicitly for 3.2T-and-beyond optical scaling; Marvell also acquired Celestial AI for $3.25B; NVIDIA has invested $2B into each of Coherent, Lumentum, and Marvell so far in 2026. Named acquirers who logically consolidate NLM's SOH stack: Marvell (already talking to NLM per notes, ex-Inphi relationships from Brad), Coherent, Lumentum, Cisco (Acacia parent, existing PO), Broadcom, Global Foundries. The scarcity of foundry-validated 3.2T modulator IP is the deal — most acquirers will pay for the material + PDK, not the P&L.

Founders

Brad Booth
CEO
Technology strategy and development leader with 30+ years experience spanning fabs, IC design, and data center network architecture; deep involvement in industry standards and consortia work. Ex-Inphi/Microsoft relationships driving current Marvell and hyperscaler conversations. Ranch-life-in-Texas operator; low ego, high signal on call.
Lewis Johnson
Co-Founder & CTO
Pomona alum (2007) and former visiting faculty; PhD in Chemistry/Nanotechnology from University of Washington; researcher at UW and PNNL. PBSJ 40 Under 40. Co-author of “Understanding Nanomaterials”. The chemistry brain behind the Selerion™-HTX polymer platform.

Open Questions & Risks

Next Steps

Latest Meeting Notes

2026-06-09 Deal Call Series A2 update — pro rata decision framing
Follow-up investor update ahead of a Series A2 extension led by Pangaea. NLM is raising $13M at $31M pre / $44M post — essentially flat to the prior close. Round: Pangaea $4M (lead), Emerald $2M, Idemitsu $2M, OVF $1M, TOK $1.5M, Mitsubishi Diamond Edge $1.5M (TBC), plus a $1M Emerald convertible closing first as a bridge. Close targeted end of June; pro rata decision deadline June 15, 2026.
Contact: Brad Booth
2026-06-01 Email Update Emerald convertible + Pangaea syndication
Brad flagged that a $1M Emerald convertible note is being papered as short-term bridge funding ($750K Emerald + $250K open to other participants). Pangaea is coordinating the syndication — with the convertible plus Pangaea's $4M commitment, $3-5M is open for other investors. Brad wants pro-rata intent within one to two weeks and warned that if oversubscribed, allocations may be trimmed.
Contact: Brad Booth
2026-05-14 Portfolio Call Business update & A2 fundraising progress
Catch-up call — NLM had ~3 months of runway per prior update; A2 momentum is strong. Emerald and Idemitsu both committed to co-lead, with TOK evaluating super-pro-rata. New investor conversations moving quickly (Pangaea, Mitsui). Emerald did independent customer research that reportedly validated NLM's business model preference over organic-space competitors.
Contact: Brad Booth

Deal Timeline